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SIDC PrepStudyingModule 6
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Investment advice and corporate finance
Module 12Investment Management and Corporate FinanceThe SC Licensing Examinations are modular: each module is a separate exam, and which ones you need depends on your regulated activity and role. Pick the one you're studying and your whole dashboard, practice and mocks switch to it. You're currently studying Module 6.
Dealing in securities
Stock Market and Securities Law
Dealer's representatives: the rules paper.
Continue →Dealing in securities
Financial Statement Analysis and Asset Valuation
Dealer's representatives: financial analysis and valuation.
Study Module 7 →Investment advice and corporate finance
Investment Management and Corporate Finance
Investment advice and corporate finance.
Study Module 12 →Dealing in securities
Module 17
Securities and Derivatives Trading (Rules and Regulations)
Coming soon
Module 17: format, fee and pass rate →Dealing in securities
Module 18
Securities and Derivatives Trading (Products and Analysis)
Coming soon
Module 18: format, fee and pass rate →Investment advice and corporate finance
Module 19
Advisory Services (Rules and Regulations)
Coming soon
Module 19: format, fee and pass rate →Investment advice and corporate finance
Module 19A
Advisory Services (Rules and Regulations) – Part A
Coming soon
Module 19A: format, fee and pass rate →Investment advice and corporate finance
Module 19B
Advisory Services (Rules and Regulations) – Part B
Coming soon
Module 19B: format, fee and pass rate →Fund management and compliance
Module 9
Funds Management Regulation
Coming soon
Module 9: format, fee and pass rate →Fund management and compliance
Module 10
Asset and Funds Management
Coming soon
Module 10: format, fee and pass rate →Fund management and compliance
Module 11
Fundamentals of Compliance
Coming soon
Module 11: format, fee and pass rate →Dealing in derivatives
Module 16
Rules and Regulations of Derivatives
Coming soon
Module 16: format, fee and pass rate →Dealer's representatives sit Modules 6 and 7; investment advisers and corporate finance staff sit Module 12 with Module 19 (or 19A). The SC's Licensing Handbook sets every combination; our checker walks through them.